Sentencing: The judge's decision about punishment
How the judge decides the sentence
Sentencing principles and relevant factors
Principles of sentencing
When sentencing you, the judge must take into account principles such as:
- the gravity of the offending and the degree of culpability of the offender
- the seriousness of the type of offence
- the effect of the offending on the victim
- the offender's personal, family, whānau, community and cultural background.
In deciding on your particular sentence, the judge will look at aggravating factors, including:
- whether the offence involved actual or threatened violence or actual or threatened use of a weapon
- whether the offence was committed while the you were on bail or on parole
- the extent of any loss, damage or harm resulting from the offence
- any particular cruelty in the commission of the offence
- whether you abused a position of trust or authority in relation to the victim
- whether the victim was particularly vulnerable because of age or health or any other factor known to you
- any premeditation
- any previous convictions.
When they sentence you, the judge must also take into account mitigating factors, including:
- your age
- whether and when you pleaded guilty
- the conduct of the victim
- whether you have diminished intellectual capacity or understanding (but not where at the time of committing the offence you were affected by the voluntary consumption or use of alcohol or any drug or other substance, unless for a bona fide medical purpose)
- any remorse you have shown
- any evidence of your previous good character.
The judge is also required to take into account your offers or actions to make amends to the victim (including apologies, compensation or the performance of work or service).
Note: A judge cannot impose a sentence of imprisonment unless you have received legal advice, or have been given the opportunity to receive it but turned it down.
You can ask the court to hear from any person or people you want to call on to speak about your background and how this might be relevant to your offending. This can include your cultural or community background, your family/whānau background and your personal background.
The person you ask to speak for you could be, for example, a member of your family/whānau, or a kaumātua, minister, elder or community worker.
The court can refuse your request only if it's satisfied that for some special reason this would be unnecessary or inappropriate.
The person or people you call on can also talk about any restorative or other processes that have been tried (or could be tried) involving you, the victim of your offending and your family or whānau to resolve issues relevant to your offending.
They can also talk about what support from your family/whānau or community may be available to prevent you offending again and about how your background or that support could be relevant to the judge in deciding what sentence to impose.
Reports from probation officers
In order to help determine your sentence, the court can ask for a report to be completed.
If the offence is a minor one and you plead guilty, sentencing may take place on the same day. The sentence may be given straight away, or a stand-down report may be ordered for sentencing later that day.
The report contains information about your personal circumstances and background and about factors relevant to the offending. The report will recommend a particular sentence to the court.
If sentencing cannot be done on the day, the court will delay sentencing until a pre-sentence report has been prepared. A probation officer will write a report about you and your personal circumstances. In cases where a sentence of home detention or community detention is being considered, information must be included about the suitability of the proposed curfew address or home detention residence, including the safety and welfare of other occupants.
The judge gives this report considerable weight in determining the sentence. These reports contain more detail than stand-down reports. It is important that people co-operate with probation officers when reports are being prepared, as a failure to co-operate will be reported to the court.
“Plea in mitigation” presented by defence lawyer
If you plead guilty, your lawyer can present to the court what's called a “plea in mitigation”. This tells the judge about any special circumstances that should be taken into account before you're sentenced.
The aim of a plea in mitigation is to direct the judge's attention to factors that mitigate (lessen) the seriousness of your offence and your responsibility for it, in order to reduce the sentence you would otherwise have got.
A plea in mitigation will often include details about the following:
- Your personal circumstances – any relevant personal circumstances at the time you committed the offence. For example:
- your income and expenses
- any dependants you have
- your employment history
- your medical history
- your living arrangements.
- Your response to your offending – what your attitude and response to your offending have been. For example:
- if you've shown that you're sorry (shown remorse)
- if you've accepted responsibility for what you did
- if you've apologised to the victim
- if you've been to counselling
- if the offending was out of character for you.
Character references can also be included in a plea in mitigation.